Hari Prasad Chapagain

15+ yrs Expertise and well certified Internal Audit professional (IIA), Insolvency Resolution Professional (IBBI) and Basel II - Risk Management Professional (GARP) providing Risk based Internal Audit, Risk Assurance and Advisory services and Insolvency & Bankruptcy Resolution besides SEBI/AMFI/PFRDA certified and registered Investment, Retirement Adviser and Research Analyst providing Financial Planning / Investment advisory services, subject matter expert and mentor for Capital/Financial Market/BFSI Regulatory Framework (incl. expertise in the PMS, PE, M&A and Corporate Insolvency Resolution Process)

A summary of my key skills and capabilities follows:

Established Internal Audit function of a well diversified food giant Suguna Foods Private Ltd., having 230+ business units spread across the Indian sub-continent with a marathon annual turnover of Rs.4,500+ crores with a skilled resources of 6000+ Human Assets on the roll.

Strong Portfolio Management, Private Equity and Investment/Asset Management background (including NCFM (National Stock Exchange of India) certified Capital Market Professionals- Level 5) and IBBI certified Insolvency Resolution Professional.

Being a (The IIA) Certified Financial Services Auditor (CFSA) and having earned Certification in Risk Management Assurance (CRMA), I am specialised in risk based internal audit of Financial Services (BFSI) institutions

GARP certified Risk Management Professionals (ICBRR) specialised in Basel II / Solvency II

AMFI certified and registered MF Advisor, IRDA certified Life Insurance Advisor, NISM certified Securities Market Professional-Certified Mutual Fund Distributor, Currency and Interest Rate Derivatives, a certified RTA for both Stock Brokers and Corporates, a certified Internal Auditors for Stock Brokers, a certified Retirement Adviser registered under PFRDA, , a certified Investment Adviser and Research Analyst registered under SEBI and also a Certified Enrollment Agency-Supervisor registered under UIDAI.

Strong in Corporate Governance and CSR knowledge stream besides a certificant in Corporate Governance (SOX) and a certified Compliance Officer for both Stock Brokers and Corporates perhaps had been a certified Surveillance and Compliance specialist for Stock Exchange.